, suitability test and client asset report.The Capital Market https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5928 SEC public warning of unapproved digital asset offering Bangkok, 25 January 2019 ? The SEC
, the Ministry of Commerce; ?3.? To reduce burdens and costs of preparing financial https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6266 SEC public warning of investment solicitation by unauthorized
Asset Businesses B.E. 2561 (2018) ( Digital Asset Business Law), the SEC sent a letter to Zipmex ordering https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10527 SEC public warning of unapproved
warning of unapproved digital asset offering Bangkok, 25 January 2019 ? The SEC advises the public to be cautious with the solicitation to invest in the initial coin offering (ICO) of BSmart digital tokens
information to the SEC to post up warning statements to investors, etc.? ?This integrated measure under the collaboration from all related parties will enhance our Thai capital market information flow
will be proposed to the ?Director Responsibilities Steering Group?, chaired by Mr. Sompol Kiatphaibool, the SEC Commissioner, for consideration regarding administrative sanctions, such as warning
?s specific risks, for example, country risk and currency risk in case of foreign investment funds (FIF), be disclosed in the fund prospectus and financial reports. A warning statement relating to
nature of the mutual fund’s utilization of its assets may cause uncertainty to the amount of its earnings, a warning that unitholders’ benefits or returns may be significantly affected, etc.; (3) a warning
การเตือนภัยล่วงหน้าเกี่ยวกับการดำรงฐานะทางการเงินของบริษัท (early warning system) เพื่อให้บริษัทมีเวลาที่เพียงพอในการเตรียมการหรือดำเนินการใดๆ ในการ จัดสรรเงินทุน หรือแก้ไขปัญหาการดำรงฐานะทางการเงินที่