from those held in its own capacity and any property in its possession . In cases where the trustee manages several trusts, the trustee shall segregate the trust property of one trust from https
supporting the efforts to elevate the quality and governance of listed companies, including those undergoing backdoor listings and resuming trades. During the event, Mr. Paiboon Damrongwaree and Ms. Areerawan
abroad at a significantly unreasonable price, selling NUSA condominium units at a price lower than the appraised price, and transferring NUSA funds into personal accounts and those of close associates. As
, in case of securities companies, those who operate in the securities brokerage, dealing or underwriting of debt securities and Sukuk to register as a bondholders’ representative; (2) To
execution of transactions as per client’s orders and provided an SEC Hotline 1207 press 8 for Zipmex-related information and complaints in particular, to assist those affected investors.Once the Court accepts
companies and derivatives business operators (“business operators”) including those from foreign countries show growing interest in providing such foreign products to Thai investors as well. The SEC has
, including those from foreign countries, as they are not under the SEC’s supervision and may pose a risk of fraud and scams. Concurrently, the SEC urges event organizers to exercise caution when allowing
and basic necessities for those in nearby communities who are affected by the COVID-19 spread. We hope our sharing will help with living expenses of the needy and alleviate the pandemic impacts on
fintech supervision and oversight. This framework was similar to those CSSF agreed with capital-markets watchdogs of Australia, Dubai and the United of Arab Emirates. This new agreement has expanded the
submission of information disclosure forms or any documents for SEC’s consideration. Eligible social enterprises are those registered with the Office of Social Enterprise Promotion. Social enterprises