commencement of the prosecutor’s case filing to the Court of Appeal’s final decision, was relatively fast, taking only two years and three months to complete. Should the defendants fail to comply with the
capital market*, the SEC therefore suspended {A} from her duty as the approved capital market investment consultant for 2 months. Taking into account that {A} had already been suspended by her employer; the
his duty as the approved capital market investment consultant for 8 months. Taking into account that Atthapol had already been suspended by his employer for 15 days; the suspension imposed by the SEC
Bangkok, August 26, 2014 ? The SEC supports commercial banks and their subsidiaries to expand their businesses in relation to new capital market products by taking roles of financial advisors
digital asset investments, and taking pre-investment self-assessment. Initially, the main “SEC Crypto Academy” Courses are: (1) Introduction for beginners: Introducing fundamental knowledge and correct
gradually sold them off afterwards to make profits for himself. Ratchanon?s misconduct is deemed taking advantage of investors in violation of Section 241 of the Securities and Exchange Act B.E. 2535
Saksilpa, a SYRUS marketing officer taking care of FOCUS share stabilization at the time, to purchase and sell FOCUS shares through the trading accounts of Chaiwit and other persons in concealment and on a
the public on June 18, 2009. As his action is deemed taking advantage of investors in violation of Section 241 of the SEA subject to liabilities under Section 296 of the Act, the Settlement Committee
. Taking into account that {A} had already been suspended by his employer for a month 7 days, however, the suspension imposed by the SEC shall remain 4 months 23 days, effective from December 11, 2014.Note