(4) the reviewed financial statements for Q2/2022 (5) the reviewed financial statements for Q3/2022 to the SEC within the specified period by the notification of the Capital Market Board. within the
the rules and the time specified by the Office. Such publications or disclosure shall be displayed in a prominent place at the office of such securities company. A report together with a copy of such
granting of such approval shall be in accordance with the rules, conditions and procedures as specified by the SEC. The establishment of a branch office of a financial institution established in accordance
specified in the SEC notification, the Minister shall have the power to revoke the license to operate all or any type of securities businesses so licensed upon the recommendation of the SEC.
Section 140 Securities and Exchange Act B.E. 2535 Section 140. The securities company shall prepare an account showing the financial condition of each private fund in the form specified in the
statements for the six-month period ended June 30, 2008 to the SEC and the SET within the specified period. The public prosecutor issued a non-prosecution order; the case was therefore deemed final. SEC Act