reliance exceeding 30 percent of the total income or the total sales, as the case may be, according to the consolidated financial statements shall be specified with details on the number of customers
a risk factor. Any reliance exceeding 30 percent of the total income or the total sales, as the case may be, according to the consolidated financial statements shall be specified with details on the
reporting process toward a higher quality. In the preceding years, the SEC mobilized various initiatives to support the preparers in building self- discipline and the understanding of appropriate and
บริษัทในเครือ ( การให้ยืมหลักทรัพย์แก่บริษัทจัดการและบริษัทในเครือ ( (ซ) หลักปฏิบัติในการจัดการลงทุนอย่างเป็นอิสระ (independence and objectivity) · 3.6 ระบบควบคุมการปฏิบัติงานภายในของผู้ขอรับใบอนุญาตที่
ทนุอยำ่งเป็นอิสระ (independence and objectivity) 3.6 ระบบควบคุมกำรปฏิบติังำนภำยในของผูข้อรับใบอนุญำตท่ีสำมำรถป้องกนั กำรน ำทรัพยสิ์นของลูกคำ้ไปแสวงหำผลประโยชนโ์ดยมิชอบอนัอำจก่อให้ เกิดควำมเสียหำยต่อ
business that serve a variety of client types, objective research is a cornerstone of Sustainalytics and ensuring analyst independence is paramount to producing objective, actionable research. Sustainalytics
) rating mutual fund and publishing the information on mutual fund rating with honesty, fairness, impartial, independence as well as due care for the sake of information recipients; (3) indicating the
whether the code of conduct is complied: 1.3.1 Monitoring and assessment by an internal audit unit or a compliance unit; 1.3.2 Self -assessment by executives and employees; 1.3.3 Assessment by independent
independent from the Issuer’s adviser for its ASEAN Green Bonds framework, or appropriate procedures, such as information barriers, will have been implemented within the institution to ensure the independence
barriers, will have been implemented within the institution to ensure the independence of the Second Party Opinion. It normally entails an assessment of the alignment with the Green Bond Principles. In