manage work and risks of the intermediaries in compliance with the CG Code of listed companies, and to protect the interest of the investors.The consultation paper is available at https://www.sec.or.th/TH
knowledge and understanding in capital market products and services before making investment decision. Those questions include ?What are the risks and rewards of the investment??; ?What kinds of investors are
นางพรอนงค์ บุษราตระกูล เลขาธิการ ก.ล.ต. และ Mr. Andres Vinelli, Chief Economist, CFA Institute ร่วมกล่าวเปิดงานสัมมนาออนไลน์ “Managing Climate-related Risks and Opportunities in Equity Analysis
“Embracing Generative AI : Exploring Its Organizational Potential and Navigating Associated Risks from Key Stakeholders’ Perspective” (2) ฝึกอบรมภาคปฏิบัติ ภายใต้กิจกรรม Generative AI Governance และ กิจกรรม
assets is strongly advised to consider the associated risks carefully and take into serious consideration the following factors: (1) These ICOs have not been approved by the SEC in compliance with the
can better diversify the investment risks, and receive professional services in monitoring and managing the investments. Establishment of Mutual Funds Cross-boder Offering of Funds Offering for Sale
Investors SHARE : Detail Content In building investors' confidence, it is impossible for the SEC, to protect investors from all risks or shield them against investment losses. The main objective of the
“investing in digital assets comes with high risks. Those who are interested in investing must have knowledge and ability to take risks in investment losses. In a case of persuasion for investment, investors
DATE Undertaking Stewardship with a focus on climate change & climate-related risks Insights from investors on stewardship and engagement tactics in Asia 1 17 July 2023 The Asia
, efficiency and transparency. Systematic risks in the markets can be managed and contained within limits. Our Roles How We Regulate SEC Working Principles Our Policies Signatory of Investment Government Code