, inappropriateness, or deficiencies in performing the duties. FAs may resort to information from a specialist, having verified that the person is truly knowledgeable and competent in that field. FAs shall have a
, inappropriateness, or deficiencies in performing the duties. FAs may resort to information from a specialist, having verified that the person is truly knowledgeable and competent in that field. FAs shall have a
of induction for all new directors so that they are well-informed about the company as soon as possible after their appointment. Directors should also be enabled to regularly refresh their skills and
adequate manner to allow members and involved persons to be well informed of possible effects and risks from the operation of the business; (6) for central securities depositories, systems and rules with
available to pay debt securities holders; b. provision requiring the issuer to maintain certain financial ratios; c. provision that restrict the issuer from creating additional debt under certain conditions
ทรัพย์สินของกองทุน (transaction cost) เคร่ืองมือในกลุ่มนี้ เช่น swing pricing, anti-dilution levies, redemption fee เป็นต้น 2. กลุ่ม restrict access to investor capital มีวัตถุประสงค์เพื่อชะลอการเทขาย
B.E. 2535 (1992), which contains certain provisions that restrict the rights and liberty of a person, which is provided for by virtue of legal provisions, according to Section 29, in combination with
rectify data or to add additional data; Right to erasure: You have the right to request the SEC Office erase your data for certain reasons; Right to restriction of processing: You have the right to restrict
: You have the right to request the SEC Office erase your data for certain reasons; Right to restriction of processing: You have the right to restrict the use of your personal data for certain reasons
) the administrative sanction to restrict or suspend business undertaking or revoke licenses, registration or approval shall be imposed on the violation or non-compliance with any of the following