local securities company would be required to notify the foreign client not to accept purchase orders, transfers or exchanges of securities that would result in Thai investors holding more NVDR securities
client, the local securities company would be required to notify the foreign client not to accept purchase orders, transfers or exchanges of securities that would result in Thai investors holding more NVDR
quota of up to USD5 million only through authorized private fund operators, but investments in securities listed on regulated exchanges may be made through authorized securities brokers; 3. Authorized
’ assets, and clients’ risk management; (2) DA operators shall disclose information on the storage of digital assets with third-party custodians as well as the list of sourced exchanges
Fund (SSF) which has the policy on investing in listed securities on the local exchanges, called “SSF listed securities”, under the following conditions:(1) Not less than 65% of net asset values are
(World Federation of Exchanges :WFE) โดยหน่วยอีทีเอฟต่างประเทศและบริษัทที่ทำหน้าที่บริหารจัดการอีทีเอฟต่างประเทศนั้น ต้องอยู่ภายใต้การกำกับดูแลของหน่วยงานกำกับดูแลที่เป็นสมาชิกขององค์กร ก.ล.ต. โลก
and derivatives through local securities firms. They are:1.1 securities issued by domestic companies and listed on foreign stock exchanges; 1.2 Investment grade debt securities issued by foreign private
Federation of Exchanges (WFE); 1.2 Public offering of securities must be made before listing on the SET to ensure an adequate number of free float. The offering can be made either by issuing new shares
traded in the markets of World Federation of Exchanges or WFE?s members.Those planning to invest in foreign gold ETFs may do so after the SET has allowed gold shops who meet its requirements to register as
._____________________________Remark:Eight businesses are allowed to operate digital asset businesses according to the transitional provisions (including SEADEX).Six businesses seeking licenses to operate as digital asset exchanges:(1