for auditing the operation of the company; (d) independent compliance unit with acceptable standards and reliable for inspecting the operation of the company; (e) standard and reliable system for data
that is loss (c) efficient internal audit unit responsible for auditing the operation of the company; (d) independent compliance unit with acceptable standards and reliable for inspecting the operation
financial institutions and businesses in their product and service offering for investors? best interest, and improves professional conduct to ensure that investors will have reliable information and
pass this test and strive forward to deliver material and measurable accomplishments. As the market regulator, the SEC shall proceed to secure investors' confidence, build efficient and reliable markets
financial reporting standards, accounting issues and problems, as well as innovative financial instruments. Additionally, roles and responsibilities of CFOs on the financial reporting quality were
get there, SEC Thailand mobilized global financial leaders to virtually discuss the next steps. They focused on innovative practices to enhance stewardship of financing for long-term, sustainable value
tool. Financial product development : relevant regulations will be amended for effective supervision on innovative products and transactions. Supervisory efficiency with regard to issuance quality
enhance its return to profitability, the Company will: • Deliver reliable return with long-term growth opportunity though long-term acquisition in high quality “Real Assets”. • Enhance our assets
criteria prescribed by the Association of Thai Securities Companies and approved by the SEC Office. Clause 7 The derivatives broker shall set up a compliance unit in which acceptable and reliable standards
compliance unit in which acceptable and reliable standards are adopted. The compliance unit shall be independent to monitor the operation of the derivatives broker. Clause 8 The derivatives broker shall put in