SEC Secretary-General Ruenvadee Suwanmongkol said: “Digital asset businesses are regulated under the Emergency Decree on Digital Asset Businesses. Only providers who have obtained relevant
minor shall obtain a consent from the rightful representative before executing any legal acts and any acts executed by a minor without such consent shall be voidable unless regulated otherwise, etc
investment planner, classified as a new category of regulated capital market personnel.
have developed applications such as SEC Check First and SEC Bond Check as a self-help tools for investors to check products or service providers that are regulated by SEC. In addition, SEC has formed
settlement system, to provide transaction services to investors. SEC has found that all regulated business operators have implemented their business continuity plan to tackle possible impacts of the Covid
SEC would like to emphasize that digital asset businesses are regulated under the Digital Asset Business Emergency Decree. Only providers who have obtained relevant licenses under the law are allowed to
many Asian companies is the presence of a large and controlling shareholder. Listed companies are typically controlled by a shareholder owning the majority of the company‟s shares, either state-related
-border offering of funds > ASEAN Collective Investment Schemes (ASEAN CIS) ASEAN Collective Investment Schemes (ASEAN CIS) SHARE : Detail Content The ASEAN CIS Framework is one of the initiatives
“ digital asset investment advisor” and “ digital asset fund manager” as new regulated businesses and amends regulations on supervision of digital asset business operators to strengthen According to the
investment scheme), the SEC has regulated individual auditors and monitored individual auditors? work since 1993 https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=5975 ASEAN audit regulators and audit