be in compliance with the following regulations: 1. there shall be sufficient checks and balances at least in compliance with the regulations under Clause 17; 2. the positions of chairman and manager
financial service users to facilitate the financial sector’s smooth compliance with the Personal Data Protection Act and the achievement of the intended outcomes in accordance with the true intention of
Governance through Responsible Data" at the SET Sustainability Forum 1/2024: Grounding Greater Governance for Good along with Ms. Wiyada Wiboonsirichai, Head of Global Internal Audit and Compliance, Banpu
. At any rate, KBank has studied the new regulations and made preparations, duly and thoroughly, to ensure that KBank has conducted our business in compliance with the revised legislation. Guidelines
obligation of the SEC as prescribed by the Securities and Exchange Act. The SEC has the responsibility to issue rules and regulations, ensure compliance and pursue enforcement in case of violations. Despite
obligation of the SEC as prescribed by the Securities and Exchange Act. The SEC has the responsibility to issue rules and regulations, ensure compliance and pursue enforcement in case of violations. Despite
, Compliance costs • Gain/loss access to markets ESG SHOCKS Labor stoppages Product recalls Supply chain disruption Pollution incidents Accounting fraud Executive corruption For Institutional/Investment
management of potential conflicts of interest, such as those which may arise around related party transactions; e) oversee the integrity of the company’s accounting and reporting systems, its compliance with
attend and exercise voting rights at AGM was non-compliance with the law on public limited company.Earlier, the SEC received complaints stating that Chairman of the Board of Nation Multimedia Group Public
ร่วมอบรม ด้วยสำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ ("สำนักงาน") จะจัดอบรมเชิงปฏิบัติการ (Compliance Meeting) ไตรมาส 4/2553 ให้แก่เจ้าหน้าที่ดูแลการปฏิบัติงานด้านหลัก