Assets under the Securities and Exchange Act (No. 4) B.E. 2551 (2008)? will run for 10 sessions from January 16 to February 11, 2009 at the SET with an aim to ensure understanding and compliance of listed

is prohibited by other laws;2.Approval criteria for a trustee, who will be entrusted to manage the trust?s assets, to ensure that they are capable and qualified to carry out the responsibilities

. Accordingly, compliance unit must be strengthened to have clear role, duty and standards of conduct and thus help building up compliance culture to ensure that business operator complies with laws and

convenient, (3) review details of commitment between unitholders and asset management company to be more complete and (4) revise form and content of prospectus to ensure comprehensible and adequate disclosure

used to invest, based on market price, at least every business. This is to ensure that securities company or derivatives broker will be able to return client?s assets in full after withdrawing deposit or

to investment loss. The SEC is therefore proposing to specify the qualifications of cryptocurrency investors to ensure proper investor protection mechanism in consistent with the level of risk

31 March of each year may be used instead. This is to ensure that the fee calcualtion is based on more updated information. In any case, the fee rates remain the same without any revision. The

)  Reducing debt securities notifications to ensure less complicated rules and more convenience for stakeholders; (2)  Reviewing regulations to be up-to-date and consistent with other regulations on other types

, embraces transition to change, creates awareness, supports and facilitates, and fosters engagement to ensure a smooth, effective and sustainable transition.“Most importantly, the SEC’s hands-on approach to

-related clarifications and information through the company’s communication channels. On 10 October 2023, the SEC had the clients’ assets deposited with Zipmex inspected to ensure the company’s readiness for