, and an annual report including: (1) policy and arrangement of the company to prevent corruption, its response to any conflicts which might have significant impact on the company and any related legal
response to investors? demands. The newest version serves investors with more versatility. To begin with, ?asset allocation? enables users to experience allocation of their investment in various assets and
Bangkok, 13 November 2017 ? In response to the Ministry of Finance's request, the SEC is conducting another public hearing on the draft amendment to the Securities and Exchange Act B.E. 2535 (1992
business operators in making adjustments in response to the growing changes in the digital age and operating business according to their expertise. SEC will continue to make useful developments for
Following the discussion with TFAC on 13 March 2020, SEC submitted a letter to TFAC on 17 March 2020 to propose an issuance of accounting guidelines in response to the COVID-19 situation that
Bangkok, November 2, 2011 - The Capital Market Supervisory Board approved revision on regulations on approval of personnel of capital market business operator in response to business practice and to
rating agencies in response to the changing business environment and in line with the International Organization of Securities Commissions (IOSCO) standards. The revision requires that locally-based CRAs
will be proposed for the Prime Minister’s signature.In response to the enquiries whether additional offenders will be brought into the enforcement proceedings or not, the SEC would like to inform that