No. 9 (B.E. 2540) issued under the Securities and Exchange Act, B.E. 2535 (1992), the Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this Notification: “Short
Procedures for Securities Borrowing and Lending By virtue of Section 14 of the Securities and Exchange Act, B.E. 2535 (1992) and Clause 5 of the Ministerial Regulation No. 9 (B.E. 2540) issued under the
Ministerial Regulation No. 9 (B.E. 2540) issued under the Securities and Exchange Act, B.E. 2535 (1992), the Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this
regulations on approval for issuance and offering for sale of newly issued securities to the public (IPO) whereby issuing companies and listed companies would not be allowed to operate business as an investment
as the definition of “institutional investor” under Section 3 of the Derivatives Act B.E. 2546 (2003) and related notifications issued by virtue of such law; “margin account” means an account which
. Therefore, we issued rules to limit commentaries via the mass media only to qualified analysts with sufficient experience. The SET is required to seek clear and timely clarification from listed companies that
statements or concealing facts that should have been disclosed to the public,” released on 8 February 2024. https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID= 10544 &NewsNo= 33 &NewsYear= 2024 &Lang=EN
aligned with the principles and the proposal. The SEC has therefore issued two notifications on the amended regulations related to the ICO of investment token, digital asset custodial wallet provider
. “liquid assets” means the following assets without binding obligation: (a) cash and bank deposit; (b) a certificate of cash deposit or promissory note issued by a commercial bank, bank established under
projects. The Sector Criteria detail specific requirements for assets identified as falling under that specific sector. The latest version of the CBS is published on the Climate Bonds Initiative website