Section 115 Securities and Exchange Act B.E. 2535 Section 115. In operating the business of investment advisory service, a securities company shall comply with the rules, conditions and procedures as
the words “Provident Fund” and followed by the words “which has been registered”; (2) the location of office; (3) the objectives; (4) the procedures for admission of members and termination of
, conditions and procedures as specified in the notification of the Capital Market Supervisory Board. SEC Act S.35 Settlement Committee Meeting No. 1/2024 Settlement Committee Order No. 1/2024 Dated 30/01
. Furthermore, on 30 November 2023, the SEC will host a live session on the SEC Facebook Page on the topic, "Business Rehabilitation and Liquidation Processes and Creditor Rights in the Processes." This session
Estimated by Q1/2018 (as originally approved by the Company’s shareholders meeting dated Aug. 10, 2017 and may relevant procedures under Philippines regulations), and is estimated to have the new CCPH
Ecosystem Concept for the Thai capital market. These objectives emphasize the capital market development under five principles: (1) Fully digital processes from end to end, (2) Encouraging competition to
securities analysts to participatein fintech development/application processes;(4) Have control and inspection system for algorithm;(5) Have data management and governance;(6) Disclose scope
Estimated Transaction Date Estimated by Q1/2018 (as originally approved by the Company’s shareholders meeting dated Aug. 10, 2017 and may relevant procedures under Philippines regulations), and is estimated