capital market personnel or as director of any issuing and listed company. The SEC?s investigation was based on primary information from the Stock Exchange of Thailand together with DBS Vickers Securities
Punyashthiti, SEC Assistant Secretary ? General, said that the SEC is drafting the regulations on primary listing to allow foreign companies to launch initial public offerings (IPOs) and become listed firms on
apply DLT to various processes, from issuance and offering for sale in the primary and secondary markets to post-offering processes related to corporate bonds, SME shares, mutual funds and derivatives
(1) บริษัทต่างประเทศขออนุญาตออกเสนอขายหุ้นและจดทะเบียนในตลาดหลักทรัพย์แห่งประเทศไทยเพียงแห่งเดียว (primary listing) (2) บริษัทต่างประเทศออกเสนอขายหุ้นต่อประชาชนและนำเข้าหุ้นจดทะเบียนในตลาดหลักทรัพย์
companies offering equities in Thailand. To begin with, the first category under the proposal covers primary listing where foreign companies offering equities and becoming listed firms only on the Stock
, Bangkok 10230 Tel: 02-943-6663-4 Fax: 02-943-6343 02-943-7740 The disposal of such assets is regarded as a transfer of business in essential part pursuant to Section 107 (2) (a) of the Public Limited
) ________________________________________ Please print this checklist and include it as part of the package of this form Foreign Exchange-Traded Fund (ETF) Application Form To: Secretary-General Securities and Exchange Commission, Thailand
) ________________________________________ Please print this checklist and include it as part of the package of this form Page 2 of 7 Form 35 – foreign ETF Foreign Exchange-Traded Fund (ETF) Application Form To: Secretary-General Securities
in the same period ended June 30, 2016 due to the lower bank overdrafts and short-term loan outstanding for the three-month period financial statement ended June 30, 2017. A part of the proceeds from
, 2016 due to the lower bank overdrafts and short-term loan outstanding for the three-month period financial statement ended September 30, 2017. A part of the proceeds from the disposal of assets were used