Repo service to ordinary persons categorized as institutional investor to proceed in the same manner as with non-institutional investors. For example, securing a risk management system related to

subject to temporary trading suspension. In addition, the company must proceed to have new operating business to meet the SET regulations within 12 months while its business plan remains unclear

fails to comply with the Appeal Court’s judgement, SEC shall proceed with legal execution in accordance with the legal process in due course.”In any case, the civil penalty and the compensation for the

to maintain the qualifications as head of audit firm or partner or equivalent position from being terminated as capital market auditor immediately as long as they proceed to rectify and resume the full

have more time to proceed as planned. If the results of the review affect the fair valuation of the investment or any items in the financial statements that have been submitted to the SEC Office and

Commission, guidelines, orders and circulars issued or providing guidelines in accordance with the aforementioned Notification in case of investment of unitholders in host jurisdiction who are not Thai

2021 | No. 192 / 2021 Bangkok, 27 October 2021 – The Securities and Exchange Commission (SEC) will host the SEC Thailand’s 1st International Digital Asset Webinar, featuring view sharing on policy and

would spur solutions to address the challenges that our world is facing today. We are pleased to be SDG Impact's anchor partner in Asia, and to be able to contribute towards providing investors and

ARFP allows units of funds authorized in a participating country (home economy) to be offered publicly in other participating countries (host economies) through locally licensed or regulated distributors

client’s assets without delay upon receivership by court order, in compliance with the following regulations: (1) The SEC Office shall proceed with the segregation and management of the client’s assets by