misconduct was liable to violation or failure to comply with professional duties, which is a prohibited characteristic of capital market business personnel*. The SEC has therefore revoked the approval of
operators in foreign jurisdictions/countries with their personnel giving investment advice. Under the governing rules and procedures, foreign business operators, having the prescribed characteristics and
commenced on the renovation phases since 4Q16. As of 1Q18, the occupancy rate stood at 82%, slightly lower than the end of last year at 84%. The partnership with IKEA reinforces CentralPlaza WestGate’s
including any executive in charge of accounting and finance whose position is the department manager or equivalent and higher; (11) “securities business personnel” mean personnel in securities business under
. Set the period for acceptance of re-application of {B} as the capital market business personnel for 3 months, effective from June 27, 2015. 3. Suspended {C} from her duty as the approved securities
คิดเห็นและมุมมองร่วมกับวิทยากรจากองค์กรอื่นในภูมิภาค ได้แก่ Ms. Caroline McLaughlin, Chief Partnership Officer, Asian Venture Philanthropy Network (AVPN) Mr. David Soukhasing, Managing Director
คิดเห็นและมุมมองร่วมกับวิทยากรจากองค์กรอื่นในภูมิภาค ได้แก่ Ms. Caroline McLaughlin, Chief Partnership Officer, Asian Venture Philanthropy Network (AVPN) Mr. David Soukhasing, Managing Director
1 Ref. 29/01/36 19 June 2020 Subject: Notification on the Entering into the Public-Private Partnership Agreement for the U-Tapao International Airport and Eastern Aviation City Development Project To
client?s behalf and failure to keep complete record of securities trading orders were in violation of the Notifications concerning personnel in the capital market*, the SEC therefore suspended {A} from his
the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended {A} from her duty as the approved securities investment consultant for 4