service providers and keep the assets in its cold wallets, digital wallets connected to the internet when conducting transactions only, in the proportion specified in the notification of the SEC. DAB Act

objective only to risk management. The draft regulations aim to provide investors with more variety of investment alternatives and promote new income channels for securities companies as well as increase

responsibility only for the functions undertaken by business operators themselves. This would allow SEC to supervise each business operator directly. The consultation paper is available at https://www.sec.or.th/TH

standards, the ASEAN Debt Securities Disclosure Standards, for public offering. In case of the offerings to institutional or high net worth investors, only a minimum free-form disclosure is required. However

meeting reached the following conclusions:  1.  The SEC re-emphasized that the mutual goal of all parties concerned is to develop and promote market efficiency and the compensation policy is only one of

choices for investors. The proposed revision specifies that the foreign ETFs eligible to be offered in the Thai market through this channel shall be only those with investment policies tracking the widely

services in some cases. Gold consumers and investors are therefore advised to use discretion and exercise prudence in purchasing or selling gold only with reliable gold business operators. For further

(Exchange Company: EXCO), supervision of the EXCO and establishment of the Capital Market Development Fund (CMDF). The SEC has come up with the draft law amendment (in Thai only) and made it available for

02-263-6003 or visit SEC?s website at www.sec.or.th where the application form is also available for download (available in Thai only).  

office at contact number 0-2033-9598 email siriyod@sec.or.th or visit www.sec.or.th where the application form is also available to download (available in Thai only).