SCB Asset Management Company Limited Between July 25, 2019 and April 15, 2021 SCB Asset Management Company Limited, (“SCBAM”), a fund management company failed to comply with the rules, conditions
SCB Asset Management Company Limited Between January 28, 2020 and March 3, 2021 SCB Asset Management Company Limited (“SCBAM”), a fund management company, failed to comply with the rules, conditions
, 2012 to the Stock Exchange of Thailand and the SEC Office on April 1, 2013 respectively. The financial statements did not comply with the notification of the Capital Market Supervisory Board. The
to the Stock Exchange of Thailand and the SEC Office on May 15, 2013 respectively. The financial statements did not comply with the notification of the Capital Market Supervisory Board. The rectified
to the Stock Exchange of Thailand and the SEC Office on August 14, 2013 respectively. The financial statements did not comply with the notification of the Capital Market Supervisory Board. The
TMB Asset Management Company Limited Between November 1, 2019 and November 30, 2021 TMB Asset Management Company Limited, a fund management company, failed to comply with the rules, conditions and
(Thailand) Co.,Ltd. (“DBS”), shall be liable for DBS’s failure to comply with the rules of the Capital Market Supervisory Board when DBS failed to maintain the net capital which violated section 141 of the
Mr. Sermkhun Kunawong Between August 15, 2012 and September 21, 2012, Mr. Sermkhun Kunawong failed to comply with rules specified by the Securities and Exchange Commission. In this regard, Mr
trigger point at 50 percent of the total voting rights of OCEAN. But he failed to comply with the rules specified by the Securities and Exchange Commission concerning Tender Offer. Later on January 7, 2015
exceed trigger point at 25 percent of the total voting rights of TPP. But he failed to comply with the rules specified by the Securities and Exchange Commission concerning Tender Offer. Later on March 6