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List of Approved persons / Licensees ( 106 )
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Enforcement ( 1 )

101 - 110 of 111 results

MISS NOPPAWAN TACHAMONGKOLKUL

Complex Type 2 Investment Consultant

http://market.sec.or.th/public/orap/PersonProfile01.aspx?lang=en&personrunid=0000057877

MISS NOPPAWAN SRISUK

Plain Investment Consultant

http://market.sec.or.th/public/orap/PersonProfile01.aspx?lang=en&personrunid=0000177692

MISS NOPPAWAN SORNPRASIT

Plain Investment Consultant

http://market.sec.or.th/public/orap/PersonProfile01.aspx?lang=en&personrunid=0000147893

MISS NOPPAWAN ROD-IAM

Plain Investment Consultant

http://market.sec.or.th/public/orap/PersonProfile01.aspx?lang=en&personrunid=0000178812

MISS NOPPAWAN TRANJINDARAT

Plain Investment Consultant

http://market.sec.or.th/public/orap/PersonProfile01.aspx?lang=en&personrunid=0000181564

MISS NOPPAWAN SWAENGKIJ

Fund Manager

http://market.sec.or.th/public/orap/PersonProfile01.aspx?lang=en&personrunid=0000001831

Criminal Complaint Filed with an Inquiry Official Dated 14/09/2016

Miss Noppawan Suwan During 10 - 27 September 2013, Miss Noppawan Suwan aided and abetted otherpersons to manipulate the price and trading volume of Yong Thai Public Company Limited (YCI) shares by

http://market.sec.or.th/public/idisc/en/Enforce

SEC files a criminal complaint against three YCI share manipulators

Bangkok, 14 September 2016 ? The SEC has filed a criminal complaint with the Department of Special Investigation (DSI) against (1) Mr. Siwasit Sainumphung (2) Ms. Noppawan Suwan, and (3) Mr. Viroj

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6451

List of infrastructure fund managers

.,LTD. 16/03/2020 7 MISS NOPPAWAN SWAENGKIJ BBL ASSET MANAGEMENT CO.,LTD. 01/04/2015 8 MRS. NIDAWAN SOOKPRADIST KRUNG THAI ASSET MANAGEMENT PUBLIC CO.,LTD. 11/07/2019 9 MISS BENCHAMARTSE JROONWONGNIRAMAL

https://market.sec.or.th/public/orap/fundmanager03.aspx?lang=en

Criminal Fining Committee orders fines on five YCI share manipulators

by Ms. Noppawan Suwan and Mr. Viroj Arnokkaeo, who allowed their separate trading accounts to be used for the YCI transactions in exchange for compensation. Such market manipulation was in violation

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6570