characteristics of personnel in securities businesses, the Office shall proceed in accordance with the rules and procedures as specified in such notification. Chapter 3 Compulsory Measures ______________________
. prepare compulsory annual fillings, etc. 7) Information and technology (IT) support 8) Recruitment and human resource management 9) Provide legal services, e.g. prepare the Power of Attorney (POA
retrieval for review or inspection by the SEC Office without delay; (4) it shall be accommodated to the SEC Office for inspecting the operation of the service provider upon request. Chapter 3 Compulsory
required such as a compulsory performance lawsuit in cases where the issuer is a financial institution. The disclosure of the description above shall include the information on the court trying the case, the
fulfilled. (Compare the actual financial ratios during the latest accounting period with the compulsory ratios). In case of failure to maintain such compulsory ratios, clarify the impacts and rectifications
ratios during the latest accounting period with the compulsory ratios). In case of failure to maintain such compulsory ratios, clarify the impacts and rectifications. 4.2 Give a forward looking description
warrant (the Last exercise date) If exercise date falls on a day which is not a business day then that particular exercise date shall be moved up to the business day prior to such exercise date. Period of
-handbook 3. Management of Proceeds The net proceeds of the Green Bond, or an amount equal to these net proceeds, should be credited to a sub-account, moved to a sub-portfolio or otherwise tracked by the
, with registered capital of 10.0 Million Baht. Bangkok Airways Holding Company Limited holds 100.0 percent of shares.(September 2018) 13. Bangkok Air Catering Company Limited (BAC) has moved Kosher meal
investment in emerging market moved inversely to dollar index, which climbed to highest level since July 2017. The European Central Bank’s comment also regarded wider protectionist measures as a key risk to