comprising of, at least, the following particulars: (1) organisational structure of the company; (2) availability of competent personnel; (3) fund management operation system; (4) internal control system
) organisational structure of the company; (2) availability of competent personnel; (3) fund management operation system; (4) internal control system. Clause 2. The organisational structure of the company shall be
least, the following particulars: (1) organisational structure of the company; (2) availability of competent personnel; (3) fund management operation system; (4) internal control system. Clause 2. The
information control: Specify whether, and how, the REIT Manager has a policy and method for monitoring the use of inside information for directors’, executives’, or other relevant parties who might by chance
%#?=ก)*% ): (2) ก & (=/ 70 O G%*กFH0)H ; ก2&0%ก # ) ก2%7 8 (ก) 0=&0%ก & ( (control environment) /0#ก)ก ก & ( () #) (risk assessment) ;)*ก /09 & ( (ก#=#ก)$%%*#ก)E8 *กกก%'(ก)*/0%H2/ *72Fก2%กก%'(ก
that the firm considers as high risk? Please describe the relevant responses to these risks B1 Who is the ultimate shareholder(s) that have ultimate control of the audit firm, and;? B2 Who has the
No. OrThor/Nor. 5/2547 Re: Operational Control and Security of the Information Technology of Securities Company For the purpose of rendering the securities companies to efficiently comply with the
: Operational Control and Security of the Information Technology of Securities Company For the purpose of rendering the securities companies to efficiently comply with the Notification of the Office of Securities
shareholder meeting in key company decisions. The chapter also deals with disclosure of control structures, such as different voting rights. New issues in this chapter include the use of information technology
internal control framework as follows: (1) Control Environment, (2) Risk Assessment, (3) Control Activities, (4) Information & Communication, and (5) Monitoring Activities. - 16 - Describe the