Thailand (SETLink) by 13 November 2024. The SEC is collaborating with the SET to monitor and examine this case. Any activity found liable to be an offense under the SEA will be subject to legal proceedings

particular case, the SEC will monitor the progress of the legal proceedings and collaborate fully with relevant authorities to support law enforcement under the SEA.  Remark: * SEC News Release No. 104/2017

own clients. It also aims to ensure that the clients have work systems in place to control and monitor compliance with the relevant regulations;   (2) To require that securities companies put in place

the specified level compared to the total number of outstanding shares. Additionally, the brokerage firm should monitor customer trading behavior to prevent inappropriate trading activities; (4) To

proceed with an investigation by the inquiry official, a prosecution of the public prosecutor, and an adjudication of the court of justice, respectively. In this regard, the SEC will monitor progresses in

and impact Management: Describe the process used by the organization to identify, assess, prioritize and monitor nature-related dependencies, impacts, risk and opportunities. (4)  Metrics and Targets

rendering a verdict. In this regard, the SEC will monitor the progress of the ongoing legal proceedings and fully cooperate with relevant authorities in subsequent processes after the filing of the criminal

judicial discretion of the court in rendering a verdict. In this regard, the SEC will monitor the progress of the ongoing legal proceedings and fully cooperate with relevant authorities in subsequent

these concerns. Most of these measures will be implemented from early July 2024. The SEC and SET will closely monitor these measures to ensure optimal outcomes and will consider amendments, higher

justice, respectively. In this regard, the SEC will monitor progresses in the legal proceedings and will cooperate fully with relevant agencies to support legal enforcement under the SEA after the criminal