of the Science Based Targets initiative, We Mean Business Coalition, The Investor Agenda and the Net Zero Asset Managers initiative. Visit cdp.net or follow us @CDP to find out more. About SEC The
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of investment units, and in the case where the management company is a private fund management company, the representative shall mean the person appointed by the private fund management company as
redemption of investment units, and in the case where the management company is a private fund management company, the representative shall mean the person appointed by the private fund management company as
representative for sale and acceptance of redemption of investment units, and in the case where the management company is a private fund management company, the representative shall mean the person appointed by
mean any person holding equivalent position called otherwise and such person shall be responsible for a line of work relating to provision of securities services, securities operation or research on
mean any person holding equivalent position called otherwise and such person shall be responsible for a line of work relating to provision of securities services, securities operation or research on
or person with power of management; (3) “Person with power of management” means executive director, deputy manager, assistant manager, department director, branch manager and shall also mean any person
made via telephone or by electronics mean, a record of audio tape or electronic storage medium thereof shall be kept by the derivatives agent. (2) Records of the details of transaction executed for its
. “Services relating to securities business” mean serviced which are incidental to or relating to securities business and deemed to be ordinary operation of securities companies, e.g. financial