Bangkok, March 27, 2013 ? The SEC has reiterated securities companies to instruct investment consultants to give securities trading advice based primarily on fundamental factors of securities
loyalty; (2) performing duties with responsibility and deliberation as a professional and treating each investor with fairness, carefulness and circumspection by taking into account the interest of
หิน้าที่ด้วยความรับผดิชอบ ระมัดระวัง (duty of care) 2 และซื่อสัตย์สุจริตต่อองค์กร (duty of loyalty) 2 ตามความในมาตรา 89/8 พระราชบัญญัติหลักทรัพย์และตลาดหลกัทรัพย์ พ.ศ. 2535 (“พ.ร.บ.หลักทรัพย์ฯ”) ซึ่งเป็น
(Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as both Houses of Parliam...
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should establish a guideline to ensure that the director candidates are able to perform fiduciary duties owed to the company, including the duty of care and the duty of loyalty. 3.2 In addition to a
“ is also important. This includes making “shadow” board members liable for their actions, increasing sanc- tions for violations of duties of loyalty and care and delineation of a core set of related
236 Personnel in the capital market business shall perform duties in accordance with the following regulations: (1) performing duties or providing services with loyalty; (2) performing duties with
director, senior portfolio manager, Asia, Morgan Stanley Investment Management (6) Jenn-Hui Tan, global head of stewardship & sustainable investing, Fidelity International (7) Danielle Welsh-Rose, ESG
BCP’s loyalty card, “Bangchak Green Miles” that allows members to collect points from purchase of any product. Developments were also made to the member card system in the form of a Digitized Loyalty