draft amendment has taken into consideration the results of the previous hearing on the governing principles conducted in January, and is expected to apply to the reporting of financial statements for the
website, or facsimile at 0-22636479 or email: waraporn@sec.or.th.????? The public hearing ends on May 11, 2016.
SEC took into consideration public comments and suggestions gathered from the previous hearing on the principles of the PO rules in October last year.The consultation paper is available at www.sec.or.th
0-2263-6445 or email jesada@sec.or.th or jaruwan@sec.or.th.The public hearing ends on March 8, 2016.
available at www.sec.or.th. Stakeholders and interested parties are welcome to submit comments through the website or facsimile at 0-2263-6333 or email: sumitra@sec.or.th. The public hearing ends on February
. Stakeholders and interested parties are welcome to submit comments through the website or facsimile at 0-2263-6502 or email: corporat@sec.or.th. The public hearing ends on March 14, 2016.
website, or facsimile at 0-22636354 or email: sarocha@sec.or.th. The public hearing ends on July 3, 2016.
Earlier, SEC had considered the amendments to the rules relating to net capital requirement for securities and derivatives business operators, and published a public hearing in 2019 which covered
Bangkok, September 11, 2014 ?The SEC is seeking public comment on draft regulations on termination of listed company?s duty to disclose information under Section 56 and duty of directors and executives of the company under Chapter 3/1 of the Securities and Exchange Act B.E. 2535. The proposed rules aim to achieve a better balance between compliance cost for listed firms and benefit of public investors. The consultation paper is available on www.sec.or.th. Stakeholders and interested parties are...
Bangkok, September 11, 2014 ? The SEC is seeking public comment on proposed compilation of rules on customer contact and service for securities and derivatives business operators where certain requirements will be revised to be more practical. The proposed compilation of rules covers general rules on customer contact and service, guidelines for derivatives agents and securities brokers in listed securities as well as rules on securities borrowing and lending, investment analysis and giving advic...