areas by considering suggestions from the private sector to make the regulations more appropriate. For example, (1) adding a provision to allow business operators to insure with the insurer that
operator.SEC is therefore considering excluding a business operator promulgating research analysis in the ten ASEAN countries from applying for investment advisor license provided that significant conditions
uncertainty of the funding attained. Meanwhile, the supporting bank is still considering the loan for the company and the capital raised from rights offering depends on the right exercising of the existing
, considering several factors. For example, the hotel’s location and its growth potential and the reasonableness of the conditions for the purchase of the right to claim, etc. However, the 40 percent business
estate investment trusts (REITs) within 2020 before considering cross-border listing opportunites. In addition, SFC and HKEX have stated that depository receipts (DR) would be subject to similar
for their investment decision while the List can also be of use for securities companies? risk management. Considering that Thai capital market has been developed with significant growth rate over the
from holding any securities company management positions as well as suspended his capital market investment consultant status for nine month. Considering that he has been subject to a month and thirteen
issuers.Moreover, considering the potential of banks and their subsidiaries to provide selling agent services for ASEAN CIS, the SEC has coordinated with the Bank of Thailand to allow the banks licensed to undertake
onwards. In considering these amendments, SEC has taken into account opinions received from business operators and related parties during the public hearing which took place earlier.________________________