, which may lead to imprisonment from 5 to 10 years and a double fine based on the asset value or the benefit received from violation of such sections, as the case may be, but in any case not less than

IFEC directors and executives is unlawful. If any fact appears that there has been any violation of the SEA, such persons may be liable to legal action that could lead to criminal penalties and civil

holdings—most of which are high-quality—at lower than fair value prices, impacting the funds’ value. This rapid decrease in the funds’ value might lead to further sell of other mutual funds and result in

position as executive in charge of finance and management of STEC, knew or possessed the company’s inside information related to the provision for loss of construction projects, which could lead to

marketing – was shared to promote practices that could lead to a more gender-inclusive and diverse culture within the industry and across supply chains.“TLCA has recognized the importance of gender

connection, investors are strongly advised to be careful with solicitations to trade securities in other persons’ accounts and not to transfer money into IC personal accounts as it may lead to investment

.? Mr. Phuvanatnaranubala continued that ?In 2006, Thailand, with the Bank of Thailand as the lead coordinator, will participate in the World Bank and International Monetary Fund (IMF)?s ?Financial Sector

growth of regional exchanges. In particular, the South East Asian exchanges have been developing collaboration among them so that it will eventually lead to each individual market being more efficient

policy matters with potential impacts on the capital market; 4. Securities Business Liberalization: The liberalization process should be expedited and take effect before the announced five years? lead

types.Furthermore, the forced sale of collaterals in the form of investment units may lead to a decline in the net asset value per unit, potentially triggering the redemption of other investment units. Legal risk may