professional to conform to investors’ trust, the derivatives fund manager shall: (1) Arrange to have a work system ensuring allocation of duties and responsibilities to respective work units; supervision of its
Annual 2 General Meeting and requested the Company Arrange an extraordinary meeting of shareholders to consider the matter further The Board of Directors Meeting No. 17/2019, held on December 3, 2019, has
for the 2 0 1 9 Annual 2 General Meeting and requested the Company Arrange an extraordinary meeting of shareholders to consider the matter further The Board of Directors Meeting No. 17/2019, held on
the sizes of Big-4 firms’ audit clients are relatively larger than those of Non Big-4 firms.’ Therefore, Big-4 firms requires higher proportion of managerial- level staff per listed companies. According
such services; (12) clients’ asset An intermediary shall arrange adequate protection for clients’ assets when it is responsible for them; (13) relations with regulators An intermediary shall deal with
(12) clients’ asset An intermediary shall arrange adequate protection for clients’ assets when it is responsible for them; (13) relations with regulators An intermediary shall deal with relevant
intermediary shall arrange adequate protection for clients’ assets when it is responsible for them; (13) relations with regulators An intermediary shall deal with relevant regulators in utterly cooperative way
accordance with the category or characteristic as notified by the Office. Clause 3. The business operator, whether acting as the borrower or its agent, shall not borrow or arrange to borrowing for the purpose
26 May 1999. (Translation) -2- Clause 3. The business operator, whether acting as the borrower or its agent, shall not borrow or arrange to borrowing for the purpose of selling to the offeror in a
for Securities Borrowing and Lending (No. 2) dated 26 May 1999. (Translation) -2- Clause 3. The business operator, whether acting as the borrower or its agent, shall not borrow or arrange to borrowing