(Form 56-2, 2020) to the SEC within the specified period. In case of the audited financial statements for the year 2020, the Criminal Court sentenced the accused to pay a fine of 10,000 Baht and a further
pay there own costs and expenses.25/02/2019 The Civil Court delivered a judgement ordering the defendant to pay a sum of 333,333.33 Baht to the plaintiff to be collected as public revenue and
million THB (25.2 million USD). It has 360 professional staff, out of 470 staff in total. The SEC pay scale is not tied to the civil service pay scale, and is considered competitive with other regulators
the owner or beneficiary of a collective investment scheme established under foreign law, either in the form of company, trust or any other form. Clause 3 A licensee shall pay to the SEC Office a fee
holder as the owner or beneficiary of a collective investment scheme established under foreign law, either in the form of company, trust or any other form. Clause 3 A licensee shall pay to the SEC Office a
regulationsTo ensure that Type II, III and IV Funds can be dissolved on schedule, the CMSB has approved the ?pay-in-kind? method for asset management firms holding loan collaterals in which the firms are not
sentenced the accused to pay a fine of Baht 89,000. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 44,500 and a further fine of Baht 100 each day starting from
) the rectified annual registration statement for the year 2011 to the SEC and the SET within the specified period. On March 21, 2013, the Bangkok South Criminal Court sentenced the accused to pay a fine
SET within the specified period. The Criminal Court sentenced the accused to pay a total fine of Baht 357,000 and a further fine of Baht 1,000 each day starting from the next day of prosecution date