in making financial transactions concerning the purchase of PDI's shares. 30/03/2018 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :  
assisted Pinit in making financial transactions concerning the purchase of PDI's shares. 30/03/2018 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :
normal market conditions in order to persuade other investors to buy or sell such securities. 04/06/2018 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :
in order to persuade other investors to buy or sell such securities. 04/06/2018 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :  
chief executive officer appoints knowledgeable, skilled, and experienced key executives. The board or the nomination committee together with the chief executive officer should establish the criteria and
Activity report 2017En CAPITAL MARKET FOR ALL INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2017 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2017 Executive Summary Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Framework and Focuses in 2018 Root Cause Analysis Summary of Audit Inspection Results A. Firm Level B. Engagement Level Essential Statistics 49 4412 46 0402 07 Contents Executive Summary The capital market is a fundamental component in driving Thai...
small units such as individual houses or condominium units.4. Asset appraisal must be made by an asset appraiser determined by SEC.In addition, SEC has improved the flexibility for a smart contract
consultants were more knowledgeable or had better information than them. A number of clients were affected from trading and suffered losses. In many cases, the authorization led to trading more than the clients
: www.ppi-advisory.com to lure investing public that it had very knowledgeable and experienced adviser team to provide appropriate investment advice and management for the clients. The SEC probed into the
require financial advice and planning service from advisors who are knowledgeable, provide quality services and are considerate of interest of the customers. Hence, the “Wealth Advice for All” project was