Operational Matters and Part II : The Product Restrictions of Qualifying CIS as prescribed in Appendix C : Standards of Qualifying CIS of the Memorandum of Understanding on Streamlined Authorisation Framework
offering in the Europe under the Alternative Investment Fund Managers Directive (AIFMD) where SEC has signed a memorandum of understanding (MOU) with capital-market watchdogs of 26 European countries on
share knowledge and understanding as well as different views and opinions on reforming laws and regulations on the capital market enforced by SEC, under the Regulatory Guillotine Scheme, which aims to
investment service provider. To perform their roles and responsibilities, personnel in the capital market need to acquire knowledge and understanding of the ESG principles and apply them in providing
suppress frauds related to public solicitation for digital asset investment. The group also uses this opportunity to expand the network for sharing knowledge and educating the public about digital asset
, particularly new-gen groups, for digital asset and fund raising businesses operation such as issuance of digital tokens or ICOs.As such, “SEC finds it necessary to enhance knowledge and understanding
. SEC therefore held the seminar “SEC FinTech for SMEs and startups: Innovation for Financial Inclusion” to build awareness of the government policies, funding accessibility through the capital market
is designed to encourage and support capital market intermediaries to have a cyber resilience, as well as to prepare playbook for cybersecurity incidents, which is an important part of the
ลงนามบันทึกความเข้าใจ (Memorandum of Understanding: MoU) ที่จะยอมรับคุณสมบัติของบุคลากรที่ทำหน้าที่ติดต่อกับผู้ลงทุนระหว่างกัน โดยการลงนามครั้งนี้มีขึ้นในระหว่างการประชุม ASEAN Capital Market Forum