working hours or the fixed percentage of their audit fees because it did not implement a performance evaluation system for its audit partners. As a result, the audit engagements’ quality had no effects on
necessary to determine the implementation or to make clarification, the intermediary shall operate its business, or implement or clarify such requirement according to the principles of the Notification of
internal function and operation. Going forward - The SEC is under consideration to implement recommendations from FSAP review as well as to study the changes in the capital market landscape and how the role
internal function and operation. Going forward - The SEC is under consideration to implement recommendations from FSAP review as well as to study the changes in the capital market landscape and how the role
for short selling In case of Non-SET 100 •Market Cap. 5 -> 7.5 billion baht • 12-month turnover ratio average at 2% 1 July 2024 1.2 Implement Uptick Rules (on a per- security basis) • To require short
by proposing the 15 Principles of Good Corporate Governance as preliminary guidelines for them to implement. In 2006, the Principles were revised to be comprehensive and comparable to the Principles of
the revocation of the license to the revoked registrar in writing. In this regard, the revoked registrar shall notify the securities issuer of the revocation in writing, and shall arrange the delivery
license to the revoked registrar in writing. In this regard, the revoked registrar shall notify the securities issuer of the revocation in writing, and shall arrange the delivery of securities and documents
compensation not exceeding one million baht. In this regard, the claimants shall appoint in writing, as per form OrYor. 2 prescribed by the Office, a representative in the arbitral proceeding on their behalf
claimant seeks compensation not exceeding one million baht. In this regard, the claimants shall appoint in writing, as per form OrYor. 2 prescribed by the Office, a representative in the arbitral proceeding