the cancelation of the power plant project. These actions rendered the conditions unfeasible, resulting in total damages of 156.8 million baht to IEC. The actions of these four individuals were a breach
requested the cancelation of the power plant project. These actions rendered the conditions unfeasible, resulting in total damages of 156.8 million baht to IEC. The actions of these four individuals were a
shares, by primarily taking into account the appropriateness and sufficiency of information used for making investment decisions and measures for investors protection. In this regard, the Office may also
intermediary shall have measures for correctness [of fault action], control [of impact] and punishment [for wrongdoing] in proportion to the seriousness of their actions. Clause 9 In case the association
aforesaid. Her actions were deemed unprofessional and non-compliance with standards of conduct of investor contact that should place importance on investors' benefit, as interfering with client's asset may
audit reports to be more appropriate for the risk level of small business operators and low-risk operators, with measures that allow the SEC to monitor the business operators’ risks in the event of
this regard, SEC has included the Notification of the Department of Business Development regarding Measures for Handling the Spread of COVID-19 in Case of Possible Impact on the Holding of Juristic
error port without record and evidence of clients? trading orders. Meaunchit admitted that a number of clients had contacted her through mobile. Meaunchit?s actions were deemed trading securities for