institutional investors or ultra high net worth investors to invest in any type of financial assets and instruments without restrictions, (2) cancellation of private fund types, i.e., retail and non-retail

issued by commercial banks, the banks established by specific laws or TSFC Securities Public Company Limited (TSFC) on the condition that the financial instruments and the issuers thereof must have the

those who offer for sale of complicated instruments including DW to provide investors with the fact sheet as well.? concluded Mr. Thirachai. ?

investors by requiring those who offer for sale of complicated instruments including DW to provide investors with the fact sheet as well.? concluded Mr. Thirachai.

securities company or derivatives broker for damage or loss incurred to client?s money and the business operator will be required to calculate value of instruments or securities in which client?s money are

scope of every five percent report to cover financial instruments issued by others, which entitles the holder to convert or demand delivery of securities issued by listed company, e.g., derivative warrant

types of complex products.The relaxation would allow mutual funds offered to accredited investors to invest in any types of financial instruments without company limit ratio, which has already been the

Bangkok, October 27, 2014 ? The SEC will allow real estate investment trusts (REIT) to issue and offer for sale of plain debt instruments (REIT bonds) within this year. Vorapol Socatiyanurak, SEC

instruments. The factsheet requirement should increase issuers? awareness of their disclosure responsibility. It is one of many measures for supporting launch of complex products and development of financial

decrease in interest income from bond investment and interest income on margin loans. 1.4 Gains (losses) and return on financial instruments The Company’s losses and return on financial instruments in first