World Federation of Exchanges (WFE) or debt instrument having organized secondary market; (3) having policy to invest in the similar assets as those permissible to invest in or to have in possession by
Exchange Commission KorDor. 30/2540 Re: Sale of Securities by a Securities Company Which Does Not Have Possession of the Securities 31/07/1997 5. Notification of the Securities and Exchange Commission
renewal of approval, provided that the SEC Office has never issued any order or disclosed information concerning incompetence in performance of duty or possession of the prohibited characteristics under the
renewal of approval, provided that the SEC Office has never issued any order or disclosed information concerning incompetence in performance of duty or possession of the prohibited characteristics under the
. Moreover, the existing laws may be impractical for capital market misconduct whereby important evidence is usually in the possession of the offenders contrary to other criminal cases that leave more traces
from the date specified in the SEC letter to be issued to notify their possession of the untrustworthy characteristics. _______________________* PTL financial year 2016 begins on 1 April 2015.** The
get there, SEC Thailand mobilized global financial leaders to virtually discuss the next steps. They focused on innovative practices to enhance stewardship of financing for long-term, sustainable value
tool. Financial product development : relevant regulations will be amended for effective supervision on innovative products and transactions. Supervisory efficiency with regard to issuance quality
investment is in line with the Company’s business strategy to expand the natural resources business which could be integrated with innovative energy business in order to increase corporate value and diversify
ติภณัฑ์ทางเทคนิคอื่นๆ ทัง้นี ้นบัตัง้แต ่Sinterama ได้เร่ิมก่อตัง้ขึน้ในปี 2511 นัน้ Sinterama มีการน าเสนอแนวทาง แก้ปัญหาเชิงนวตักรรม (Innovative Solutions) และมีการลงทนุในด้านการวจิยัผลติภณัฑ์ที่