Department, (4) Ms. Kilina Karintasut, Director of the SEC Internal Audit Department, and (5) Mr. Jesada Paramabhronpilad, Director of the SEC Information Technology Audit and Cyber Risk Supervision

well progress in developing its computer system but so far technical issue is the most important problem due to securities companies? different internal software applications. As a result, there are

comprises experts from related fields, namely Mr. Kiattisak Jelatianranat, internal audit expert who presently is Director of the Court of Directors, the Bank of Thailand; Mr. Vorapol Socatiyanurak

specified by the SEC; (4) Have qualified major shareholders and management with no prohibited characteristics; (5) Have good and efficient management system; (6) Have efficient internal control procedures

of interest prevention, internal control and risk management.  The consultation papers on the regulation on REIT unit issuance and offering and seven associated rules are available on the SEC website

to invest in the securities also exceeded the amount approved by GEN executive board, resulting the company to suffer a 265 million baht loss. Serious weakness in GEN?s internal control relating to the

revisions, the business operators will be required to have in place a sound internal control system, by taking into account the utmost interest of customers, for preventing the use of inside information and

.Earlier, the SEC ordered KC to have a special audit on the internal control system concerning the issuance of bills of exchanges, the related receipt and payment transactions, the accounting records

a special audit on the internal control system concerning the issuance of bills of exchanges, the related receipt and payment transactions, and the accounting records practice. The company was also

, customer service and information system, internal control system, and risk management system. In addition, related notifications will be codified into one document to facilitate the business operators