upon the SEC Office’s request. I allow and will facilitate the SEC Office’s inspection of audit quality of my own work and audit quality control system of the audit firm, both before and throughout the

AQIs ) 1 % 2564 2563 1 (Leadership Responsibilities for Quality within the Firm) ( ) (1) 2 (Relevant Ethical Requirements) ( ) (3) 3 (Acceptance and Continuance of Client Relationships and Specific

2562 1 (Leadership Responsibilities for Quality within the Firm) ( ) (2) 2 (Relevant Ethical Requirements) ( ) ( ) 3 (Acceptance and Continuance of Client Relationships and Specific Engagements) (1) (3

also a team of knowledgeable and competent engagement partner and audit staff working together under a reliable audit quality control system of the audit firm.  As such, the auditing must be carried out

beneficiaries or clients, such as individual savers or pension fund members. This includes collective investment vehicles or asset owners which pool the savings of many (e.g. insurance companies, pension funds

level depending on   knowledge   and   virtue   to achieve the goal of balance, prosperity and sustainability of individual well-being and the society at large. In other words, by adhering to this

level depending on   knowledge   and   virtue   to achieve the goal of balance, prosperity and sustainability of individual well-being and the society at large. In other words, by adhering to this

level depending on   knowledge   and   virtue   to achieve the goal of balance, prosperity and sustainability of individual well-being and the society at large. In other words, by adhering to this

level depending on   knowledge   and   virtue   to achieve the goal of balance, prosperity and sustainability of individual well-being and the society at large. In other words, by adhering to this

without subject to regulations of this Notification. Clause 6 In this Notification: (1) “audit firm” means an audit firm where an auditor is attached and conduct audit work for; (2) “financial institution