knowledge and understanding of accounting principles, specified expertise, and regular skill improvement in their respective fields. Concurrently, the IPO and PO issuers would be required to disclose
major areas, namely (1) improvement of business operation in such areas as data storage system, management system, custody of clients’ assets and sale promotion advertising, (2) reporting of duty
complainants, namely (1) the initial clarification and related documents gathering phase, (2) the case consideration phase, and (3) legal proceedings phase. This complaint handling improvement aims to give more
have opportunities for further improvement especially on the board responsibilities conforming to the best practice guidelines. The SEC together with The Stock Exchange of Thailand, Thai Institute of
improvement SEC Classification : ใชภ้ายใน (Internal) Comments for Potential Improvements Is loss-chasing behaviour (always) irrational behaviour? What if taking more risk, as measured by portfolio
year. The score improvement reflects the SEC’s operating enhancements in various areas as well as preventive measures against corruption. The SEC has received excellent results in the CRMS Assessment
areas to enhance investor protection; for example, running public information campaigns to raise awareness about class-action litigation as a way to protect investors’ rights, improving the investor
that are inconsistent with international standards or insufficient to protect investors' interest efficiently."The new Securities Law covers six areas as follows:(1) Enhancing flexibility of
/ActandRoyalEnactment/Act/act-sea2008-no4.pdf DRAFT order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the Capital Market Supervisory Board shall have
, challenges and opportunities from the technological advancement, as well as how to protect investors and create a fair and efficient capital market. 2. Rebuilding the Future of Finance: Digital Assets