operation, or services of brokerage, dealing or underwriting of investment units by way of text, graphic, voice or any other signs or symbols, which enables the public to understand the meanings, through any
-related considerations into their governance structures. Strong climate governance would help ensure that boards understand and mitigate climate risks and oversee climate action plans that would bring in
, subject to SEC oversight; 3. Enhancing SEC Staff Efficiency ? Initiatives to build ?Change? mindset and develop staff potential are underway to ensure that the SEC?s personnel will understand the ?Change
, subject to SEC oversight; 3. Enhancing SEC Staff Efficiency ? Initiatives to build ?Change? mindset and develop staff potential are underway to ensure that the SEC?s personnel will understand the ?Change
fund with policy responsive to investors? needs. Mutual funds to be offered should fill savings-investment gap for targeted investors and easy to understand. Moreover, selling of investment units must be
to understand the risks of bonds and up-to-date information before their investment, as well as to make information become easier to access. Therefore, SEC has improved the supervision guideline on
operators and relevant agencies, thus, needs to know and understand the principles and rationales of customer’s data protection and are required to operate their businesses in compliance with the Personal
follows: 1 . We wish to express an intention to submit information electronically to the SEC Office and agree to abide by the following conditions: 1.1 We fully understand and acknowledge the SEC Office’s
, equivalent to a huge rise of 40.13%. This mainly came from professional fees related to the acquisition of KURON Co., Ltd., totaling THB 9.7 mm. Table 7: Administrative Expenses by Type of Expenses for the
increase in the coming Q2-3/2020. The subsidiary in the Philippines is affected by the relocation of production base of its main customer back to Thailand, resulting in a huge reduction in revenue. By the