businesses; for example, a business of limited broker, dealer and underwriter (LBDU), if they are able to meet with the requirements on registered capital, staff and management and working systems.? Suchada
, efficiency and competitiveness. Well-rounded perspectives and practicality are taken into account in response to increasing varieties of products and services in line with international standards. Also, the
announced today the three-year Strategic Plan 2018-2020 with more focus on provision of wealth advice for long-term well-being of investors and promotion of sustainable efficiency in all aspects of market
Thai Investors Association (TIA)*. Retirement Checkup is a user-friendly tool for self-assessment of financial well-being to give investors and the public an overview of their readiness for retirement
cover enforcement of investors’ rights. This regulation will effect from 1 May 2020. Presently, several companies are interested to raise fund through digital token offer to finance their investment in
. Karin Zia-Zarifi, Consultant of the Securities and Exchange Commission for their assistance with the translation.
responsibilities Remuneration Qualifications and Term of Office Q: What are the difference between audit committee and independent committee? A: Audit committee are directors who are appointed by the company's
, and (6) Digital Asset Custodial Wallet Provider. The Sandbox participants must incorporate their innovations into the development of digital asset services in the Thai capital market or must participate
. Investments in infrastructure assets Three Types of qualified investments are: direct investment through obtaining ownership of assets: suitable for infrastructure assets with transferable ownership such as
preceding public hearing, aims to provide PVD’s fund committees and members with comparable information to support their investment decision making, as well as to facilitate the use of the SEC’s open data for