evidently and concretely. As the TIA is a shareholder of each and every listed company that committed to taking action in this front, the SEC therefore will definitely support the TIA, in terms of legal
financially. Everyone is invited to visit SEC booth at Money Expo Bangkok 2015 presented under the theme ?Creating a beautiful life?. At the SEC booth, visitors will experience and learn of financial knowledge
Bangkok, March 18, 2015 ? The SEC suspended {A}, a securities investment consultant and a branch manager of Bangkok Bank Plc., for failure to inform the client of sufficient information which was
Bangkok, 25 January 2018 ? The SEC is seeking public comments on a draft amendment to the rules governing issuance and offering of derivative warrants (DW) to require additional and continuing
, on 15 March 2018, the Civil Court made a decision to void the resolution of the annual general shareholders? meeting held on 2 May 2017, which has consequently resulted in the cancellation of Mr
quarter of 2016 because they failed to present correct information on the liabilities incurred from the company's issuance of bills of exchange (B/E). KC is also required to have a special audit on such B/E
, effective from 20 May 2020. In addition, the affected investors have filed complaints with the inquiry official for a criminal action against Napasook. The case is under consideration in accordance with
duties as an investment consultant for a longer period, it is deemed that {A} has already served SEC’s suspension in full. Investors are strongly advised not to allow investment consultants or other
once a week, featuring four important topics related to funding in the digital age presented by experts in the field, as follows: 1. Power of the Crowd: Overcoming COVID-19 Crisis with
downward trend of interest rate during Q3/2020. As a result of the discussed factors, our profit for three-month period of Q3/2020 was Baht 34.9 million versus Baht 30.8 million in Q3/2019 or equivalent to