intermidiary’s personnel who perform such functions and the disclosure of information concerning certain products in the capital market to its clients shall comply with this Chapter. Clause 23 An intermediary

and the disclosure of information concerning certain products in the capital market to its clients shall comply with this Chapter. Clause 23 An intermediary shall monitor and supervise its personnel

10,000,000 Debentures No. 9/2018, Class 1 PP-10 21 Dec 18 20 Dec 19 10,000,000 Debentures No. 9/2018, Class 2 PP-10 27 Dec 18 26 Dec 19 30,000,000 Guaranteed Debentures No.1 / 2018 II&HNW 6 Jul 18 6 Jul 20

additional rules regarding ICO advertisements. Essentially, such advertisements must refrain from enticing or pressuring investors into uncareful investment decisions. Moreover, they must not imply guaranteed

registration statement and the draft prospectus shall clarify that the debt securities approved by the Ministry of Finance are not simultaneously guaranteed on pricing, issuer status or accuracy. In addition

explanation as to why it was necessary for the auditor to provide these services and how the independence and objectivity of the audit was assured. 7.9 Audit committee The board should establish an audit

as certain banks had realized income from auction of mortgaged guarantee assets in the first quarter. Meanwhile, net fees and service income, in spite of an over-year decline, began to show signs of

, and eventually dropped. Premium on certain policies had been adjusted to suit their corresponding risks. Also, earned premium had risen by 16.45% Motor insurance contributed 75.29% to the company’s

information. Nattha Rungwong used rumors or news pieces that had yet to be confirmed by reliable, related parties as a basis for his advisory comments such as rumors of big lot purchases of certain

money into her own banking account, claiming the objective of subscribing certain securities that was not even issued for sale at the time; 2. Deceiving a client to transfer money into a banking