Bangkok, 1 November 2017 ? The SEC is seeking public comments on the draft rules governing initial public offerings (IPOs) to cornerstone investors to create greater opportunity for success of IPOs
- retail investors. The greater extent of offering to retail investors will not only widen investment alternatives, but also expand business opportunities for the mutual fund operators and propel integrated
funds for accredited investors (AIs) investing in securities listed on the exchanges in the Greater Mekong Sub-region (GMS) and mutual fund without derivatives investment limit. The SEC also urged the
apply for the Type D license (limited brokerage, dealing or underwriting of investment units) and investment advisory service license. The revisions would help investing public to have greater access to
persons shall not be in aggregation at a time greater than one third of the total sold units of a mutual fund. Such limitations on unitholding are to ensure that investment units are widely allocated to
is less than one Satang or at least one Satang or greater, but less than 0.5 percent of the correct unit value, the management company shall prepare and submit a report on the error to the fund
than one Satang or at least one Satang or greater, but less than 0.5 percent of the correct unit value, the management company shall prepare and submit a report on the error to the fund supervisor within
opportunities through greater connectivity, inclusiveness and resilience of capital markets within ASEAN.One of the key initiatives being endorsed at the ACMF's 26th meeting today, hosted by the Securities
) reaching out to all parties to allow businesses and the public to make greater use of the capital market; (2) building a strong foundation for sustainable development, (3) increasing the efficiency of the