proposed revision of rules governing operational control and information technology (IT) security of the securities companies and https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5794 SEC encourages
of the Office governing rules, conditions and procedures for establishment and https://publish.sec.or.th/nrs/4336pe.doc Readers should be aware that only the original Thai text has legal force and that
Exchange Commission Governing Undertaking of Other Business of Securities Companies B.E. 2552 (2009) ___________________ Whereas Section 98(8) of the Securities and Exchange Act B.E. 2535 (1992) as amended
. ----------------------------- Notification of the Office of the Securities and Exchange Commission Governing Undertaking of Other Business of Securities Companies B.E. 2552 (2009) ___________________ Whereas Section 98(8) of the Securities
subsidiary of the Company, according to the Regulation of the Stock Exchange of Thailand Re: Rules, Conditions and Procedures Governing the Disclosure of Information and Other Acts of a Listed Company B.E
has taken into account the public and stakeholders? comments and suggestions from the consultation on the governing principles conducted in last August. Notable changes were made to the level of ongoing
recommendations gathered from the previous hearings on the governing principles taking place in May and June 2017.The consultation paper is available at www.sec.or.th/hearing. Stakeholders and interested parties
Association of Investment Management Companies (AIMC) that ?the SEC facilitates conductive environment for asset management companies? higher competitiveness. Regulations governing fund establishment and
Bangkok, 23 January 2018 ? The SEC is seeking public comments on the proposed amendments to the rules governing disclosure of initial public offering (IPO) information, whereby the issuer would
Bangkok, 25 January 2018 ? The SEC is seeking public comments on a draft amendment to the rules governing issuance and offering of derivative warrants (DW) to require additional and continuing