sanction will also be promoted as another enforcement tool. Financial product development : relevant regulations will be amended for effective supervision on innovative products and transactions. Supervisory

depending on the severity of the case. If the penalized party disagrees with the SEC order, an appeal can be filed. Administrative sanction ensures that supervision will proceed stringently and efficiently

agreement for working capital purpose and preparing to get ready to produce for own sale again. For GJ Steel, production disruptions resulting from breakdown of critical gear and transformer so impact to

มาตรการทางแพ่ง (civil sanction) เป็นอีกเครื่องมือหนึ่งในการบังคับใช้กฎหมายในตลาดทุนเรื่องการพัฒนาสินค้า/ตราสารทางการเงิน จะปรับปรุงหลักเกณฑ์ต่างๆ เพื่อรองรับผลิตภัณฑ์ทางการเงินและธุรกรรมใหม่ๆ ในตลาดทุน

to ensure that legal action will be seriously taken against wrongdoers. Civil sanction will also be promoted as another enforcement tool. Financial product development: relevant regulations will be

. Other employees involved in this incident were also disciplined by TMB for failing to comply with bank’s operating procedures.  In considering the appropriate administrative sanction, SEC takes into

Earlier, the Civil Sanction Committee decided to impose civil sanctions on Mr. Surin Banyongponglert in the case where he had sent trading orders of PICO shares in the manner of price manipulation

suspension period ends in two years, five months and seven days.  In considering the appropriate administrative sanction, the SEC takes into account the following factors: the involvement and behavior of the

Section 317/4 and Section 317/5 of the SEA. The Civil Sanction Committee (CSC) has resolved to impose civil sanctions on the nine offenders, as summarized below:   (a) The offenders are required to pay

brokers which entered the assessment for the first https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6194 SEC imposes civil sanction on four offenders for insider trading of UOB8TF in advance that UOB