cash or other assets from the securities company upon occurrence of the specified events; (c) other contingent liabilities as stipulated by the SEC Office. “qualified liabilities” mean: (1) liabilities
, and such risk may cause investors to lose invested money or receive a return at a lower rate than what they should have received. 4 Part 2 REIT Operation 1. General Information Specify name of REIT
With reference to the recent occurrence, a foreign private digital wallet service provider has solicited investors in Thailand via social media to trade digital assets by linking investor trading
agencies evaluate the effectiveness of a law at least every five years from the effective date of the law or every other periods as specified in the governing ministerial regulations or upon occurrence of
occurrence of the consulting service. Additionally, there were issues regarding the deposit payment for land purchase and the management of the company's asset utilization. Furthermore, the SEC noted concerns
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...
of occurrence. Clause 45 The allotment made to a person or an associated person shall not exceed the following rate and shall also be in accordance with Clause 46; (1) fifty percent of the outstanding
information appropriately, securely and safely; (3) Contingency plan in case of occurrence of any event that may affect the management system of digital wallets and keys. This includes laying out and testing
(UNOFFICIAL TRANSLATION) Codified up to No.12 As of 6 August 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. FNotification of the Capital Market Supervisory Board No. Tor Nor. 1/2554 Re: Rules, Conditions and Procedures for Establishment and Management of Infrastructure Funds _____________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchan...