wellness through appropriate investment opportunities and risk management can be achieved.The SEC, having taken part in the formulation of the 4th Capital Market Development Plan (2022-2027) together with
(UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 14 Notification of the Office of the
(UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the
(UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the
for digital assets can apply for official licenses at SEC from now on. The standardized work systems, good risk management and well-prepared personnel will be emphasized.SEC Secretary-General Rapee
encourage investment analysts and fund managers to integrate ESG factors into their investment or advisory process and risk-return models. By doing so, fund managers and investment analysts will not only
The SEC is proposing to revise the rules and related guidelines on the establishment of information technology system, which have been in force since 2016. The proposed changes aim to keep pace with
แบบประเมินความเสี่ยงด้าน IT และ Cyber Risk สำหรับผู้ประกอบุธุรกิจสินทรัพย์ดิจิทัล
Rules in the Detail of Regulations Concerning the Establishment of Risk Management System for Business Continuity of Intermediaries
เงินที่เกี่ยวข้องกับสภาพภูมิอากาศ (Task Force on Climate-Related Financial Disclosure : TCFD) อย่างเป็นทางการ (TCFD Supporter) เมื่อวันที่ 30 ธันวาคม 2563 และในปี 2564 ก.ล.ต. ได้กำหนดให้บริษัทจดทะเบียน