disclosure and risk warnings on such issues to ensure consistency and proper conduct by DA operators. The essences are as follows: (1) DA operators must disclose the risks on their financial condition
and adverse conclusion along with 2012 financial statements due to limitation on scope of audit imposed by its management. PRO is required to file with the SEC and publicly disclose the rectified and
rate is 15 percent and 23 percent, respectively. This finding indicates that most of non Big-4 firms encounter staff retention issues, resulting in higher turnover rate and shortage of experienced audit
securities. D. Representative of Debt Securities Holders 1. Disclose the party that is acting as the debt securities holders’ official representative who acts in a fiduciary capacity for the debt securities
Disposal of Assets Notifications and the Connected Transactions Notifications, the Company is consequently obliged to submit and disclose the information related to this Transaction to the Stock Exchange of
arrangement for transfer and any transfer restriction of the debt securities. 6. Disclose the currency the debt securities are denominated as well as the currency in which any amount payable on the debt
or misleading information 1 5 5,000,000.00 - 153,310.00 - - Market manipulation 3 6 83,000,000.00 131,227.00 48,638.00 - - Insider trading / Disclose inside information 1 2 1,515,902.45 1,212,721.96
capabilities fully and cautiously with sufficient information and referable evidence; (c) members shall disclose to clients any case where the members have an interest, whether directly or indirectly, in any
capabilities fully and cautiously with sufficient information and referable evidence; (c) members shall disclose to clients any case where the members have an interest, whether directly or indirectly, in any
SEC as well as publicly disclose the information within 14 days. PACE’s auditor issued a disclaimer of conclusion on the consolidated statement of comprehensive income for Q2 and Q3/2017 on the basis